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Proc-Type: 2001,MIC-CLEAR
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0000927089-01-500092.txt : 20010223
0000927089-01-500092.hdr.sgml : 20010223
ACCESSION NUMBER: 0000927089-01-500092
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20010215
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: SOBIESKI BANCORP INC
CENTRAL INDEX KEY: 0000934860
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 351942803
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT:
SEC FILE NUMBER: 005-52543
FILM NUMBER: 1548202
BUSINESS ADDRESS:
STREET 1: 2930 WEST CLEVELAND ROAD
CITY: SOUTH BEND
STATE: IN
ZIP: 46628
BUSINESS PHONE: 2192718300
MAIL ADDRESS:
STREET 1: 2930 W CLEVELAND
CITY: SOUTH BEND
STATE: IN
ZIP: 46628
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: SOBIESKI BANCORP INC
CENTRAL INDEX KEY: 0000934860
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 351942803
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 2930 WEST CLEVELAND ROAD
CITY: SOUTH BEND
STATE: IN
ZIP: 46628
BUSINESS PHONE: 2192718300
MAIL ADDRESS:
STREET 1: 2930 W CLEVELAND
CITY: SOUTH BEND
STATE: IN
ZIP: 46628
SC 13G
1
sbi13g.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Sobieski Bancorp, Inc.
- ------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, Par Value $0.01 per share
- ------------------------------------------------------------------------------
(Title of Class of Securities)
833582 10 9
- ------------------------------------------------------------------------------
(CUSIP Number)
December 31, 1995
- ------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect
to the subject class of securities, and for any subsequent amendment containing information which would alter
the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of
Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see the Notes).
NEXT PAGE
CUSIP NO. 833582 10 9
1 | NAME OF REPORTING PERSON
|
| I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON (Entities Only)
|
| Sobieski Bancorp, Inc. Employee Stock Ownership Plan |
| IRS I.D. No. 35-0668570
|
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) |
| | (b) X
|
3 | SEC USE ONLY
|
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
|
| Not applicable.
|
NUMBER OF | 5 | SOLE VOTING POWER |
SHARES | | 36,309 |
BENEFICIALLY | | |
OWNED BY | 6 | SHARED VOTING POWER |
EACH | | 37,765 |
REPORTING | | |
PERSON WITH | 7 | SOLE DISPOSITIVE POWER |
| | 74,074
|
| 8 | SHARED DISPOSITIVE POWER |
| | 0
|
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
| 74,074
|
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
| 10.51%
|
12 | TYPE OF REPORTING PERSON
|
| EP
|
Page 2 of 8 Pages
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CUSIP NO. 833582 10 9
1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON
|
| 1st Source Bank, South Bend, Indiana, as trustee of Sobieski Bancorp, Inc. Employee Stock Ownership Plan |
| IRS I.D. No. 35-6495542
|
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) |
| | (b) X
|
3 | SEC USE ONLY
|
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
|
| Indiana
|
NUMBER OF | 5 | SOLE VOTING POWER |
SHARES | | 36,309 |
BENEFICIALLY | | |
OWNED BY | 6 | SHARED VOTING POWER |
EACH | | 37,765 |
REPORTING | | |
PERSON WITH | 7 | SOLE DISPOSITIVE POWER |
| | 74,074
|
| 8 | SHARED DISPOSITIVE POWER |
| | 0
|
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
| 74,074
|
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
|
| 10.51%
|
12 | TYPE OF REPORTING PERSON*
|
| BK
|
Page 3 of 8 Pages
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ITEM 1(a) | Name of Issuer: |
|
|
| Sobieski Bancorp, Inc. (the "Corporation") |
|
|
ITEM 1(b) | Address of Issuer's Principal Executive Officers: |
|
|
| 2930 W. Cleveland Road, South Bend, Indiana 46628 |
|
|
ITEM 2(a) | Names of Persons Filing: |
|
|
| Sobieski Bancorp, Inc. Employee Stock Ownership Plan (the "ESOP"). |
| |
| 1st Source Bank, South Bend, Indiana (the "Trustee"), as trustee of the ESOP. The Trustee, in such capacity, may also be deemed to beneficially own the shares held by the ESOP. |
|
|
ITEM 2(b) | Address of Principal Business Office: |
|
|
| The business address of the ESOP is: |
| |
| 2930 W. Cleveland Road, South Bend, Indiana 46628 |
|
|
| The business address of the Trustee is: |
| |
| P.O. Box 1602, South Bend, IN 46634 |
|
|
ITEM 2(c) | Citizenship: |
|
|
| The Trustee is a commercial bank organized under the laws of the state of Indiana.
|
|
|
ITEM 2(d) | Title of Class of Securities: |
|
|
| Common stock, par value $.01 per share (the "Common Stock"). |
|
|
ITEM 2(e) | CUSIP Number: 833582 10 9 |
|
|
ITEM 3 | If this statement is filed pursuant to Section 240.13d-2(b) or (c),
check whether the person filing is: |
|
|
| (a) | [ ] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
| | | |
| (b) | [ ] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); |
| | | |
| (c) | [ ] | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); |
| | | |
| (d) | [ ] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); |
| | | |
| (e) | [ ] | An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); |
| | | |
| (f) | [X] | An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); |
| | | |
| (g) | [ ] | A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); |
| | | |
| (h) | [ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
| | | |
| (i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15 U.S.C. 80a-3) |
| | | |
| (j) | [ ] | Group, in accordance with Section 240.13d-1(b)(1)(ii)(J). |
Page 4 of 8 Pages
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ITEM 4 | Ownership: |
|
|
| The ESOP holds an aggregate of 74,074 shares of Common Stock (10.51% of the
outstanding shares). The ESOP has sole voting and dispositive power with respect to
shares held by it which have not been allocated to participant accounts. |
| |
| The Trustee, in such capacity, may be deemed to beneficially own the 74,074 shares held by the ESOP. However, the Trustee expressly disclaims beneficial ownership of all of such shares. Other
than the shares held by the ESOP, the Trustee does not beneficially own any shares of Common Stock. |
| |
| Pursuant to the ESOP, participants in the ESOP are entitled to instruct the Trustee as to
the voting of the shares allocated to their ESOP accounts. On each issue with respect to
which shareholders are entitled to vote, the Trustee is required to vote the shares held by
the ESOP which have not been allocated to participant accounts in the manner directed
under the ESOP. |
|
|
ITEM 5. | Ownership of Five Percent or Less of a Class: |
|
|
| Not Applicable. |
|
|
ITEM 6. | Ownership of More Than Five Percent on Behalf of Another Person: |
|
|
| Not Applicable. |
|
|
ITEM 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company: |
|
|
| Not Applicable. |
|
|
ITEM 8 | Identification and Classification of Members of the Group: |
|
|
| Not Applicable. |
|
|
ITEM 9 | Notice of Dissolution of Group: |
|
|
| Not Applicable. |
Page 5 of 8 Pages
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ITEM 10 | Certifications |
| |
| By signing below I certify that, to the best of my knowledge and belief, the securities
referred to above were acquired and are held in the ordinary course of business and were
not acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that purpose or
effect. |
Page 6 of 8 Pages
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Signature: | After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
|
| SOBIESKI BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
|
Date: February 14, 2001 | By: /s/ Barry Bilger
|
| | 1st Source Bank, as Trustee |
| | Name: Barry Bilger |
| | Title: Trust Officer and AVP
|
| 1st SOURCE BANK, as Trustee of the Sobieksi Bancorp, Inc. Employee Stock Ownership Plan
|
Date: February 14, 2001 | By: /s/ Kevin M. Powers
|
| | Name: Kevin M. Powers |
| | Title: Vice President and Trust Officer
|
Page 7 of 8 Pages
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February 14, 2001
Sobieski Bancorp, Inc
Employee Stock Ownership Plan
2930 W. Cleveland Road
South Bend, Indiana 46628
Dear Sir/Madam:
This letter hereby confirms the agreement and understanding between you and the undersigned that the Schedule
13G being filed with the Securities and Exchange Commission on or about this date is being filed on behalf of
each of us.
Sincerely,
1st SOURCE BANK, as Trustee of the Sobieski Bancorp, Inc.
Employee Stock Ownership Plan
By: /s/ Kevin M. Powers
Name: Kevin M. Powers
Title: Vice President and Trust Officer
SOBIESKI BANCORP, INC. EMPLOYEE
STOCK OWNERSHIP PLAN
By: /s/ Barry Bilger
1st Source Bank, as Trustee
Name: Barry Bilger
Title: Trust Officer and AVP
Page 8 of 8 Pages
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